Heading 2
COMPLIANCE, RISK AND ESG
Experienced compliance professional and Director, formerly PCF 12, 13 & 14, PCF 52, PCF 39F, PCF 1, PCF 2B.
Compliance programme development, risk-based review of compliance programme.
Core skills training for compliance practitioners, tailored to their needs.
Training for senior compliance professionals to develop a strategic compliance programme, or mission based compliance team development plan.
Compliance professional with over 20 years experience in compliance and risk roles, spanning private equity, MIFID firms, funds and fund managers, including AIFM and UCITS managers, credit servicing & retail credit.
Mission
Compliance teams have gone through a period of significant change since the years of the financial crisis, which has seen regulatory change at a pace never seen before and at a time when financial firms were recovering from the financial crisis and struggling through the challenges of a global pandemic.
The result in many cases is an under-resourced compliance team with staff who often lack foundational skills as they have missed out on on the job training due to a combination of working from home and senior staff that somply don't have the time to devote to developing the team.
Your team may need help to reinvent itself, with a programme tailored to your individual needs, which can include, compliance mock inspections, framework review, policy review, staff development & team development, tailored training & workshops on team culture and/or specific skills and topics.
I have also worked with a number of start-ups, bringing firms through the application process with regulatory authorities, establishing a governance structure, drafting policies and procedures and building the compliance and risk framework to support you in building a successful and sustainable business.
DIRECTORSHIPS
I am an experienced director, previously approved as PCF1, 2, PCF2 B, PCF39F, PCF14, PCF 13 & PCF 12 and PCF 52. When on the board I will guide your company to have a robust compliance & risk Framework. while providing insight on best practice and regulatory trends.
Change Management
Regulatory change, business change or revamping your governance framework or compliance programme.
I specialise in methodical and detailed planning and project management to implement change in a way that reflects your business, makes the most of the resources you have, addresses your key risks and is documented from start to finish.
Bespoke Training
Core skills training for Compliance Practitioners;
- how to implement new regulations,
- policy drafting,
- developing a monitoring programme,
- risk-based programme reviews,
Workshops on key topics such as conflicts of interest, market abuse, MiFID, consultation papers, CCMA etc.,
Staff compliance training, development and delivery,
- Train the trainer.
Board training on compliance topics
Privacy Statement
AC Compliance is based in Ireland and provides regulatory consultancy services in Europe and the UK. This Privacy Policy is designed to let you know what information AC Compliance collects in relation to our clients, how we store it and how we use it.
What information do we collect, and why?
We collect information about you when you contact us, become a prospect or client, engage in discussions with us, or when we provide you with Services. We collect the following information for one of these purposes: name; title; e-mail address; place of work and phone number.
We do not use your personal data for any other purpose other than for the provision of services. The personal data that we collate on you and/or your employees is limited to what is necessary for us to provide the services for which we are appointed and is used solely for the provision of those services or communications with you. We would, if required for a Service or regulatory filing, give information to an entity other than AC Compliance only when you instruct us to do so – to one of your or our professional advisers or to a regulator for a filing.
Your information will not be transferred by AC Compliance to countries outside of the UK or European Economic Area (“EEA”), unless specifically instructed by you to do so, as part of the Services for which we are appointed.
Access to your information and correction
You have the right to request a copy of the information that we hold about you. Should you wish to request details or copies of the personal data we hold on you, please contact us at ailish@ac-compliance.com to request this.
You may ask us to correct or remove information that you think is inaccurate. We keep information for no longer than is necessary for the purposes for which the personal information is processed. In doing so we may retain such information for a reasonable time to prevent fraudulent activities, for reporting regulatory requirements and to protect ourselves in the event of any legal claims and complaints.
Social plugins
We do not use social plugins.
Cookies
Our website does not use Cookies.
Security
We use industry standard information security standards when retaining, transferring and receiving customer information exchanged. Your personal information may be held on computer or manual files. Please note that e-mails, social media platforms and websites are never 100% secure. You must take this into account before e-mailing personal and confidential information to us.
Contacting us
If you have any queries, contact ailish@ac-compliance.com.